Pragmatic Approach SFC,大家都在找解答。第1頁
2020年9月11日—TheSFCreleasedtheconsultationconclusionsonenhancementstotheOFCregimeon2September2020.TheamendmentstotheCodeonOpen-ended ...,Circulartolicensedcorporations-SFC-HKMAjointproductsurvey2021:extensionofsubmissiondeadline.Intermediariessupervision.7Mar2022.
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Circular on implementation of changes to the open | Pragmatic Approach SFC
2020年9月11日 — The SFC released the consultation conclusions on enhancements to the OFC regime on 2 September 2020. The amendments to the Code on Open-ended ... Read More
Circulars | Pragmatic Approach SFC
Circular to licensed corporations - SFC-HKMA joint product survey 2021: extension of submission deadline. Intermediaries supervision. 7 Mar 2022. Read More
Competence requirements for asset managers | Pragmatic Approach SFC
2017年7月18日 — The circular is a follow-on from, and has wider application than, the circular SFC Adopts a Pragmatic Approach to Licensing Fund Managers ... Read More
Oversight July 2017 | Pragmatic Approach SFC
Most noticeable is the circular “SFC Adopts a Pragmatic Approach to Licensing Fund Managers” (Pragmatic Approach) issued on 11 June 2007 which sets out ... Read More
SFC Adopts New Approach to Licensing of Fund Managers | Pragmatic Approach SFC
SFC Adopts New Approach To Licensing Of Fund Managers. Introduction; 1. Streamlined Licensing Process For UK Or US Licensed/Registered Hedge Fund Managers ... Read More
SFC Bulletin | Pragmatic Approach SFC
To help maintain this status the SFC adopts a regulatory approach which, while ... SFC Adopts a Pragmatic Approach to Licensing Fund Managers (11.6.2007). Read More
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